Last edited by Tojind
Thursday, November 12, 2020 | History

1 edition of Securities law. found in the catalog.

Securities law.

Securities law.

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  • 4 Currently reading

Published by Pennsylvania Bar Institute in [Harrisburg, Pa.] (104 South St., Harrisburg 17108-1027) .
Written in English

    Places:
  • Pennsylvania.,
  • United States.
    • Subjects:
    • Securities -- Pennsylvania.,
    • Securities -- United States.

    • Edition Notes

      SeriesPBI ;, no. 1988-470, PBI (Series) ;, no. 1988-470.
      ContributionsPennsylvania Bar Institute.
      Classifications
      LC ClassificationsKFP214.A1 S43 1988
      The Physical Object
      Pagination2 v. (viii, 673 p.) ;
      Number of Pages673
      ID Numbers
      Open LibraryOL2066207M
      LC Control Number88063486


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A security is "[a]n instrument that evidences the holder’s ownership rights in a firm (e.g., a stock), the holder's creditor relationship with a firm or government (e.g., a bond), or the holder's other rights (e.g., an option)."Black’s Law Dictionary, 10th ed.

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As the New Deal era hit in the s, that changed fast. In fact, within that period, five critically important securities laws were passed by the United States Congress and signed by. About the Book. The United States Securities Code and Regulations appear in Title 15 of the United States Code and Title 17 of the Code of Federal Regulations.

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ISBN: OCLC Number: Description: xv, pages ; 24 cm. Contents: What is a security --World of securities law --Business context of securities law --What can be done during Securities Act registration --How securities are registered under the Securities Act --Exemptions from the registration requirements --Resales by security holders --Liability for.

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SECTION 1 BACKGROUND A. Brief History Untilthere was no statutory regulation of the Stock Exchange of Singapore (SES) (now Singapore Exchange (SGX)). In that year the Securities Industry Act was enacted.

For the most part, however, the SES was self-regulating. This changed dramatically in In Decemberthe SES and the Kuala Lumpur Stock Exchange were closed .Catherine Dixon is a partner in Weil’s Washington, D.C. office and a recognized authority on the federal securities laws, as amended over the past decade by the JOBS Act ofthe Dodd-Frank Act ofand the Sarbanes-Oxley Act of Blue Sky Laws: State law, authorization based on merit of underlying securities offering, disclosure of material information to investors not the goal.

licensing statutes, do not generally provide remedies for defrauded investors. no private right of action, some states have short period of rescission. TX, CA, OH have stringent blue sky standards.